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Fees and Commissions Schedule
| US Stocks - Commissions | |||
 Internet |
 Phone-in-Trade |
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| Stocks price USD $1 or over |
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USD $7 | USD $32 |
| Stocks price under USD $1 |
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USD $7 + 0.5% of the principal value |
USD $32 + 0.5% of the principal value |
NOTE：
- Phone-in-trade means orders are placed on the phone with a Scottrade (Hong Kong) Limited licensed representative rather than via the online trading platform.
- Commissions are charged on a per order basis.
- Generally, orders must be executed online to qualify for the Internet commission rates.
- Some securities cannot be traded online and must be traded with our assistance.
- Limit orders executed over multiple days and orders modified after a partial execution on the same day (e.g.: Good 'til Canceled and Good 'til Date orders) will be treated as separate orders for commission calculation purposes.
Additional Fees and Services
| Service Fees | USD |
| Mailed Confirmation to an Internet Account | $1 |
| Mailed Statement to an Internet Account | $2 |
| Duplicate Historical Confirmation | $2 |
| Duplicate Historical Statement | $3 |
| International Express | $60 |
| Returned Check | $25 |
| Notices (Such as Sell-out or Buy-in) | $25 |
| Wire Funds Out to U.S | $25 |
| Bank Wire Transfer to Hong Kong or International (Excluding Intermediary Charges) |
$40 |
| Outgoing Full Account Transfer | $75 |
| Mandatory Reorganizations | $20 |
| Voluntary Reorganizations | $25 |
| Legal Items | $25 |
| Merger / Redemption Deposit of Old Stock Certificate | $90 |
| Regulatory Transaction Fee (SEC fee) | 0.00174% of sales proceeds |
| DTC Certificate Deposit Rejection Due to Stop Transfer / Certificate Replacement |
$125 |
| ADR Fee Passed on from Issuing / Managing Bank | Up to $0.10 per share |
Streaming Quotes Trading Systems - Fees
| Advantage Quote | Monthly Fee (USD) | Extra Offer |
| Scottrader NASDAQ Level II Quotes | $10 | Free-of-charge with 10 or more transactions per month |
Special Charges (Scottrade will seek your prior approval before such fees are charged.)
| Service Fees | USD |
| Foreign Stocks Listed in U.S. (Special) Transfer In / Out | $60 (per trade) |
| Foreign Stocks Listed in U.S. (Special) Certificate Deposit | $250 (per certificate) |
| Foreign Stocks Listed in U.S. (Special) Certificate Withdrawal | $250 (per certificate) |
- All Commissions & Charges are subject to modifications and/or amendments from time to time and at any time by Scottrade (Hong Kong) Limited without prior notice.
- This Commissions and Fees Schedule sets out the main categories of fees and charges. Some special services may require additional fees which are not specifically listed here.
- Last updated: Jan. 2nd 2013
Scottrade (Hong Kong) Limited has registered under the Securities and Futures Ordinance (Cap. 571 of the Laws of Hong Kong) for Type 1 (dealing in securities) Regulated Activity ( CE number AYH939).
Scottrade, Inc. is member of FINRA/SIPC.
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Hotline: (852) 3071-3388 (HK) 400-881-1436 (China) 0800-666-521 (Taiwan) Monday to Friday (except public holidays) |
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Address : No 701-2, 7/F, Man Yee Building No 68 Des Voeux Road Central, Hong Kong |